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Karen the Supertrader SEC complaint

Discussion in 'Options' started by tom, Jun 2, 2016.

  1. tom

    tom Administrator Staff Member

  2. Paul Demers

    Paul Demers Well-Known Member

    It actually appears to be a civil lawsuit not just a complaint
    https://www.sec.gov/litigation/litreleases.shtml

    "Securities and Exchange Commission v. Hope Advisors, LLC and Karen Bruton (Defendants) and Just Hope Foundation (Relief Defendants), Civil Action No. 1:16-cv-01752-LMM (N.D. Ga.)"
     
    Last edited: Jun 2, 2016
  3. tom

    tom Administrator Staff Member

    That's a list you don't want to be on :)
     
    Last edited: Jun 2, 2016
  4. AKJ

    AKJ Well-Known Member

  5. Jonathan

    Jonathan Active Member

    she charged incentive allocation on realized monthly profits. Maybe it was in her partnership agreement. But it not the right way to charge fees.
     
  6. Boomer34

    Boomer34 Well-Known Member

    Sounds very shady
     

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